| HTTPS://WWW.TRADESUNIVERSAL.COM | Comisión Nacional del Mercado de Valores | Spain | 19 Dec 2022 | Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) | TRADING DE UNIVERSAL SCALE INVESTMENT LTD more |
| MARKETING INSTRUMENTS, SL | Comisión Nacional del Mercado de Valores | Spain | 19 Dec 2022 | Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) | No additional comments posted. |
| HTTPS://GLOBALSUCCESSMANAGEMENT.COM/ | Comisión Nacional del Mercado de Valores | Spain | 19 Dec 2022 | Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) | GLOBAL SUCCESS MANAGEMENT INC. |
| Orbit Assets / orbitassets.co.uk | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| CFDConsulting Capital UK Ltd / CFD Trades (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| sustainablesse.co.uk (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| Oriontero | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| Royal Capital / Royal Internation | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| Women Dealing with Debt / www.womendealingwithdebt.com | Financial Conduct Authority | United Kingdom | 19 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| MOON SHELL BANK | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| bunksfx | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| GENERAL FXS EXCHANGE | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| GRAYBITCRYPTO | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| FXLIVE TRADERS | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| FOREXUNIONTRADES | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| FXHUBS | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| ADROFX | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| Remitex Solutions Sp. z o.o. | Polish Financial Supervision Authority | Poland | 16 Dec 2022 |
Miscellaneous | No additional comments posted. |
| FX WEALTH | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments posted. |
| FUTURE BRIGHT INVESTMENT | Financial Conduct Authority | United Kingdom | 16 Dec 2022 | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)
Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
No additional comments |
Warnungen der Finanzaufsichtsbehörden
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